Resources

Previous Seminars

Parker MacIntyre - Atlanta - New Form ADV Part 3 (CRS), Reg BI, and Fiduciary Duty Seminar 2019

Parker MacIntyre - Charlotte - New Form ADV Part 3 (CRS), Reg BI, and Fiduciary Duty Seminar 2019

Parker MacIntyre - 2018 Charlotte Registered Investment Adviser Compliance Seminar

Parker MacIntyre - 2018 Nashville Registered Investment Adviser Compliance Seminar

Parker MacIntyre - 2018 Atlanta Registered Investment Adviser Compliance Seminar

Parker MacIntyre - 2016 RIA Compliance Seminar

Triad Conference Powerpoint

Avoiding Common Deficiencies (TX Securities Board)


For more information on our seminars, please see events.parkmac.com

Publications

Forming a Hedge Fund or other Private Investment Fund: A Top 10 List for the Entrepreneurial Fund Manager (September 2017)

The Georgia Uniform Securities Act of 2008 by Keshawn Harry and Robert D. Terry, Georgia Bar Journal (April 2009)

Motions to Vacate: How Much Information Should Arbitrators Disclose? By J. Steven Parker, PIABA Bar Journal (Fall 2006)

Georgia Securities Act - Let the Buyer Beware, by J. Steven Parker and Jason Doss, Georgia Bar Journal (June 2005)

What Every Investment Adviser Should Know About Privacy Laws and Rules

Does Your Code of Ethics Need a Tune-Up?