Upcoming Seminars

We are hosting four 2018 Registered Investment Adviser Compliance Seminars during October. 
Thursday, October 4, 2018 Atlanta
Tuesday, October 16, 2018 Nashville
Thursday, October 18, 2018 Charlotte
Friday, October 19, 2018 Raleigh

Click here for more information or to register for one of our 2018 Registered Investment Adviser Seminars.

Previous Seminars

Parker MacIntyre - 2016 RIA Compliance Seminar

Triad Conference Powerpoint

Avoiding Common Deficiencies (TX Securities Board)